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Hunter Hockaday Bentley

Rbc Capital Markets, LLC

Houston, TX

Houston, TX

CRD 6065859

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-12
  • TX RA
    APPROVED
    Since 2026-02-12

Branch Locations

Houston, TX • United States

2 Post Oak Central 1980 Post Oak Blvd, Suite 1630 & 1525, Houston, TX 77056-3859 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Houston TX 01/2014 02/2026
Rbc Capital Markets, Llc Houston TX 02/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-18
S63 Uniform Securities Agent State Law Examination 2012-09-26
  • S66 Uniform Combined State Law Examination
    2014-02-18
  • S63 Uniform Securities Agent State Law Examination
    2012-09-26

View on SEC IAPD

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