Carolyn Elizabeth Warner

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2016-06-24

FL RA
APPROVED

Since 2016-06-24

Branch Locations

Bradenton, FL • United States

880 Carillon Parkway, St Petersburg, FL 33716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James Financial Services, Inc.	St. Petersburg	FL	06/2012	Present
Raymond James Financial Services Advisors Inc.	St. Petersburg	FL	06/2016	Present

06/2012 → Present

Raymond James Financial Services, Inc.

St. Petersburg, FL
06/2016 → Present

Raymond James Financial Services Advisors Inc.

St. Petersburg, FL

Other Businesses

(1)Name of Business: Logan Ryan Warn Address: 3610 2nd Ave W, Bradenton, FL, 34205, United States Activity Type: Control Person Position/Title: Other (Acting) Investment Related: Yes Start Date: 01/22/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee/Successor Trustee. Trustee for my son's trust

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-06-15

S66 Uniform Combined State Law Examination

2016-06-15

Other Names

Carolyn Elizabeth Ho

View on SEC IAPD