Alexander Guy Neri

Current Employers

Employment History

• 06/2014 → 08/2018
  Axa Advisors, Llc
  New York, NY
• 08/2018 → 08/2022
  American Portfolios Financial Services, Inc.
  Holbrook, NY
• 08/2022 → 12/2023
  Private Client Services
  Pittsford, NY
• 08/2022 → 05/2025
  Rfg Advisory, Llc Dba Sixpoint Financial Partners
  Pittsford, NY
• 08/2018 → 08/2022
  American Portfolios Advisors, Inc.
  Holbrook, NY
• 05/2025 → Present
  Lpl Financial, Llc
  Pittsford, NY

Previous Registrations

• 2022-08-19 → 2025-05-05
  Rfg Advisory, Llc
  Vestavia Hills, AL
  Pittsford, NY
• 2018-08-17 → 2022-08-19
  American Portfolios Advisors, Inc
  Holbrook, NY
• 2016-08-29 → 2018-08-30
  Equitable Advisors, Llc
  Rochester, NY
  Penfield, NY

Other Businesses

1)05/05/2025- Cultivate Financial Planning - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start Date:02/10/2025 - 160 Hrs/Mth - 8 Hrs During Trading. 2)05/05/2025- Alexander Guy Neri LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 04/01/2024 - 1 Hrs/Mth - 1 Hrs During Trading. 3)05/05/2025- Kafl Insurance Resources - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 12/30/2024 - 80 Hrs/Mth - 8 Hrs During Trading. 4) 09/10/2025 - Finger Lakes Community College - Not Investment Related - Other - Education - Victor, NY - Start Date:10/27/2025 - 6 Hrs/Mth - 0 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-06-30
• S63 Uniform Securities Agent State Law Examination
  2013-11-25

Designations

Other Names

• Alex Neri