Thea Rae Lewis

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 01/2017
  American Funds
  Irvine, CA
• 08/2017 → Present
  Charles Schwab & Co., Inc.
  Newport Beach, CA
• 08/2017 → Present
  Charles Schwab Bank, Ssb
  Newport Beach, CA
• 02/2017 → 07/2017
  Unemployed
  Newport Beach, CA

Previous Registrations

• 2014-06-16 → 2017-01-31
  Capital Client Group, Inc.
  Irvine, CA
• 2012-04-26 → 2014-07-11
  Sierra Investment Management, Llc
  Santa Monica, CA
• 2011-06-22 → 2012-03-20
  Pension Architects Advisory Group, Llc
  Pasadena, CA
• 2010-08-24 → 2012-03-05
  Bridge Advisory Llc
  Pasadena, CA
  El Segundo, CA
• 2003-10-21 → 2005-11-03
  Payden & Rygel
  Los Angeles, CA

Other Businesses

Newport Mesa High School Sailing Foundation|Investment Related:No|Sports/Physical Recreation|Corona Del Mar High School Sailing Parent Advisory Board Member|2023-10-09|Hours Per Month:Less than 20|Hours Spent during Security Trading:0|I help with logistics of sailing team trips, booking groups of hotel rooms for the team. I am also co-chairing the annual team banquet overseeing the event.

Exams

• S63 Uniform Securities Agent State Law Examination
  2014-07-10
• S65 Uniform Investment Adviser Law Examination
  1998-11-03

Designations

• Certified Financial Planner

Other Names

• Thea Rae Rowley
• Thea Rae Reinhart
• Thea R Reinhart