Aaron Matthew Spitzner

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 10/2016
  Bmo Investment Distributors, Llc
  Milwaukee,, WI
• 11/2016 → 10/2020
  Raymond James Financial Services, Inc.
  Waukesha, WI
• 11/2016 → 10/2020
  Raymond James Financial Services Advisors Inc.
  Waukesha, WI
• 09/2020 → 12/2024
  Kowal Investment Group, Llc
  Waukesha, WI
• 09/2020 → 12/2024
  Mutual Securities, Inc.
  Camarillo, CA
• 12/2024 → 03/2026
  Creative Planning, Llc
  Brookfield, WI
• 04/2026 → Present
  Lpl Financial Llc
  Kenosha, WI
• 04/2026 → Present
  Johnson Financial Group
  Kenosha, WI

Previous Registrations

• 2024-12-20 → 2026-04-03
  Creative Planning
  Racine, WI
  Brookfield, WI
  Overland Park, KS
• 2020-09-30 → 2024-12-31
  Kowal Investment Group, Llc
  Brookfield, WI
• 2016-11-28 → 2020-10-12
  Raymond James Financial Services Advisors, Inc
  Waukesha, WI
• 2015-11-02 → 2016-10-27
  Bmo Asset Management Corp.
  Milwaukee, WI
  Chicago, IL
• 2012-11-13 → 2015-02-05
  Bmo Harris Financial Advisors, Inc.
  Milwaukee, WI
  Brookfield, WI

Other Businesses

1. 4/2026 - The Harvest Porch - Business Owner - Not INV REL - 5 Hour(s)/Month - 0 Hour(s) During Trading - Waterford WI 53185 - OBA Start date: 01/01/2024 2. Investment products and services are offered through LPL Financial LLC using the DBA/trade name Johnson Financial Group Financial Advisors - Inv Rel - At Reported Business Location (s) - Start Date:4/2026

Exams

• S66 Uniform Combined State Law Examination
  2012-11-12

Designations

• Certified Financial Planner