Thanh Tran

Current Employers

Employment History

• 01/2026 → Present
  J.P. Morgan Securities Llc
  New Haven, CT
• 01/2026 → Present
  Jpmorgan Chase Bank, N.A.
  New Haven, CT
• 02/2024 → 12/2025
  Park Avenue Securities
  New Haven, CT
• 03/2022 → 02/2024
  Northwestern Mutual
  New Haven, CT
• 03/2019 → 03/2022
  The Guardian Life Ins Co/Park Sec
  New Haven, CT
• 01/2019 → 03/2019
  Unemployed
  East Haven, CT
• 06/2015 → 12/2018
  Prudential
  Shelton, CT
• 07/2026 → Present
  Property Prep Llc
  East Haven, CT

Previous Registrations

• 2024-03-07 → 2026-02-06
  Park Avenue Securities Llc
  King Of Prussia, PA
  Stamford, CT
  New Haven, CT
• 2022-05-11 → 2024-02-27
  Northwestern Mutual Investment Services, Llc
  West Hartford, CT
• 2019-04-12 → 2022-03-31
  Park Avenue Securities Llc
  Hamden, CT
  New Haven, CT
• 2015-06-18 → 2019-01-24
  Ast Investment Services, Inc.
  Shelton, CT
• 2012-07-09 → 2014-01-15
  Andrew Garrett Inc.
  New York, NY

Other Businesses

Entity Name: Property Prep LLC Investment related: No Address: Private Residence Nature of the other business: Property Maintenance Position/Title/Relationship: Owner/Partner Start Date: 07/27/2026 Approximate # of hours a week: 10-20 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Junk removal service for homeowners and dumpster rental. I operate the business at night and on weekends as needed to complete the junk removal jobs. Solo owner in the LLC. This is not at all related to my line of business as a Financial Advisor with CWM.

Exams

• S66 Uniform Combined State Law Examination
  2012-07-05

Other Names

• Thanh Tran Tran
• Thanh Tan Tran
• Thanh Tran
• Thanh Tran