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Kevin Scott Shields

Morgan Stanley

Park City, UT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-08
UT RA APPROVED 2018-05-11
  • TX RA
    APPROVED_RES
    Since 2021-01-08
  • UT RA
    APPROVED
    Since 2018-05-11

Branch Locations

1441 West Ute Boulevard Suite 180, Park City, UT 84098 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs & Co. Salt Lake City UT 05/2016 04/2018
Morgan Stanley Smith Barney Llc Park City UT 05/2018 Present
Morgan Stanley Private Bank, N.A. New York NY 05/2018 Present
  • 05/2016 → 04/2018
    Goldman Sachs & Co.
    Salt Lake City, UT
  • 05/2018 → Present
    Morgan Stanley Smith Barney Llc
    Park City, UT
  • 05/2018 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-11
S63 Uniform Securities Agent State Law Examination 2016-08-25
  • S66 Uniform Combined State Law Examination
    2018-05-11
  • S63 Uniform Securities Agent State Law Examination
    2016-08-25
Other Names
  • Kevin S Shields

View on SEC IAPD

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