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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-03-17 |
Branch Locations
1650 Market Street Suite 102, Philadelphia, PA 19103-7301 • United States
80 Bar South Drive, Camp Hill, PA 17011 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Levittown | PA | 12/2012 | 02/2021 |
| Wells Fargo Advisors, Llc | Levittown | PA | 12/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Levittown | PA | 11/2016 | 02/2021 |
| Charles Schwab & Co., Inc. | Harrisburg | PA | 03/2021 | Present |
| Charles Schwab Bank, Ssb | Harrisburg | PA | 03/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 2012-07-06 |
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