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Carolyn Leigh Balzano

Fifth Third Wealth Advisors LLC

Charlotte, NC

CRD 6065296

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Employer firm

Fifth Third Wealth Advisors LLC CRD 313015

$7.80B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Fifth Third Wealth Advisors Llc

38 Fountain Square Plaza, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-11
NC RA APPROVED 2022-09-12
  • TX RA
    APPROVED
    Since 2024-01-11
  • NC RA
    APPROVED
    Since 2022-09-12

Branch Locations

101 North Tryon Street, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Charlotte NC 06/2014 08/2021
Fifth Third Wealth Advisors Charlotte NC 08/2021 Present
  • 06/2014 → 08/2021
    Fifth Third Bank
    Charlotte, NC
  • 08/2021 → Present
    Fifth Third Wealth Advisors
    Charlotte, NC
Designations
  • Certified Financial Planner
Other Names
  • Carolyn Finocchi
  • Carolyn Leigh Finocchi

View on SEC IAPD

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