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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-05-02 |
| CA | RA | APPROVED | 2022-07-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | San Francisco | CA | 09/2015 | 12/2016 |
| E*Trade Capital Management Llc | San Francisco | CA | 09/2015 | 12/2016 |
| Td Ameritrade | Corte Madera | CA | 12/2016 | 09/2018 |
| Jpmorgan Chase Bank, N.A. | Greenbrae | CA | 09/2018 | 07/2022 |
| Jp Morgan Securities, Llc | Greenbrae | CA | 09/2018 | 07/2022 |
| Ihss | San Francisco | CA | 02/2008 | Present |
| Td Ameritrade Investment Management, Llc | Corte Madera | CA | 01/2017 | 09/2018 |
| Td Ameritrade, Inc | Corte Madera | CA | 01/2017 | 09/2018 |
| Harrisdirect Llc | San Francisco | CA | 09/2015 | 12/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mill Valley | CA | 07/2022 | Present |
| Bank Of America, N.A. | Mill Valley | CA | 08/2022 | Present |
ACTIVITY TYPE: 3 - SECOND JOB NAME OF ENTITY: IN HOME SUPPORT SERVICES POSITION: CARE GIVER / PROVIDER START DATE: 2/1/2008 ADDRESS: San Francisco CA 04107 DETAILS: HELP FAMILY MEMBER WITH SHOPPING AND DOCTOR APPOINTMENTS. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 15 HOURS DURING TRADING: 0 I*965504 For profit or not for profit: Entity Charitable Name of outside business organization: IHSS Investment related: N Address of business: San Francisco, California, 94103 Nature of business: ["Governmental Organization"] Position, title, association: ["Employee"], Start date of relationship: 8/25/2022 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Caregiver on weekends for my Grandmother.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-02 |
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