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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2021-01-22
TX RA APPROVED_RES 2018-07-10
AK RA APPROVED 2018-03-30
  • ID RA
    APPROVED
    Since 2021-01-22
  • TX RA
    APPROVED_RES
    Since 2018-07-10
  • AK RA
    APPROVED
    Since 2018-03-30

Branch Locations

Boise, ID • United States

280 N 8Th Street Suite 205B, Boise, ID 83705 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Ketchikan AK 05/2012 03/2018
Raymond James Financial Services, Inc. Boise ID 03/2018 Present
Raymond James Financial Services Advisors Inc. Boise ID 03/2018 Present
Previous Registrations
  • 2012-09-17 → 2018-03-29
    Ketchikan, AK
    St Louis, MO
Other Businesses

(1)Name of Business: ERA Financial LLC Address: 307 Stedman Street, Ketchikan, AK, 99901, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/21/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (2)Name of Business: True North Building LLC Address: 309 Stedman Street, Ketchikan, AK, 99901, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Renting single bedroom apartment as an AirBnB.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-20
  • S66 Uniform Combined State Law Examination
    2012-07-20

View on SEC IAPD

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