Michael J. Stewart

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2023-06-28
FL	RA	APPROVED	2021-11-02
TX	RA	APPROVED_RES	2012-02-17
NJ	RA	APPROVED	2009-01-16

PA RA
APPROVED

Since 2023-06-28
FL RA
APPROVED

Since 2021-11-02
TX RA
APPROVED_RES

Since 2012-02-17
NJ RA
APPROVED

Since 2009-01-16

Branch Locations

100 Overlook Center Suite 303, Princeton, NJ 08540 • United States

Celebration, FL • United States

Columbus, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Princeton	NJ	01/2009	Present

01/2009 → Present

Ubs Financial Services Inc

Princeton, NJ

Previous Registrations

2003-07-21 → 2009-01-22

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Plainsboro, NJ

Princeton, NJ

Other Businesses

1) THE PARISH OF OUR LADY SORROWS - ST. ANTHONY / 3816 EAST STATE ST. EXT HAMILTON NJ 08619 /CATHOLIC CHURCH / TRUSTEE / ADVISE PASTOR OF CHURCH ON THE STEWARDSHIP OF PARISH FINANCES AND RESOURCES / START DATE 10/10/2011 - 09/30/2017.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-07-27

S66 Uniform Combined State Law Examination

2000-07-27

Designations

Certified Financial Planner

View on SEC IAPD