Levi Nathan Morris

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2020-02-24

IA RA
APPROVED

Since 2020-02-24

Branch Locations

208 Main St, Albert City, IA 50510 • United States

1812 Highway Blvd., Spencer, IA 51301 • United States

115 Main St, Webb, IA 51366 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Securities America Inc	Spencer	IA	02/2014	02/2020
Securities America Advisors	Spencer	IA	02/2014	02/2020
Community State Bank	Spencer	IA	02/2014	Present
Lpl Financial Llc	Spencer	IA	02/2020	Present

02/2014 → 02/2020

Securities America Inc

Spencer, IA
02/2014 → 02/2020

Securities America Advisors

Spencer, IA
02/2014 → Present

Community State Bank

Spencer, IA
02/2020 → Present

Lpl Financial Llc

Spencer, IA

Previous Registrations

2014-02-28 → 2020-02-24

Securities America Advisors, Inc.

Spencer, IA

Other Businesses

1)01/16/2020 - Community Investments - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 02/2014 2)01/16/2020 - COMMUNITY STATE BANK - Financial Institution Duty - inv rel - at reported business location(s) - start: 02/2014 3)01/16/2020 - Community Investments - Property and Casualty - inv rel - at reported business location(s) - start: 02/2020 4)01/16/2020 - HIGH SCHOOL FOOTBALL REFEREE - non-inv rel - Spencer, IA - start: 08/2014. 5) 2/27/2020 - Community Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/25/2020 - 160 Hours Per Month/6 Hours During Securities Trading. 6) 1/26/2021 - Hope Reformed Church - Not Investment Related - 919 Grand Ave, Spencer, IA 51301 - Non-Profit Board Member - Church Treasurer - Start Date: 8/1/2020 - 4 Hours Per Month/0 Hours During Securities Trading - Handle the monies for local church.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-02-27

S66 Uniform Combined State Law Examination

2014-02-27

Designations

View on SEC IAPD