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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2021-10-04
TX RA APPROVED_RES 2021-10-01
FL RA APPROVED 2021-09-30
  • SC RA
    APPROVED
    Since 2021-10-04
  • TX RA
    APPROVED_RES
    Since 2021-10-01
  • FL RA
    APPROVED
    Since 2021-09-30

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Orange Park, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 01/2007 09/2021
Lpl Financial Llc Orange Park FL 09/2021 Present
Previous Registrations
Other Businesses

1. 06/14/2022 - IATSE Local 115 (International Alliance of Theatrical Stage Employees) - Not Investment Related - Outside/W-2 Employment - Stagehand - Start Date - 06/10/2022 - 80 Hours Per Month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-26
S63 Uniform Securities Agent State Law Examination 2000-08-25
  • S66 Uniform Combined State Law Examination
    2007-02-26
  • S63 Uniform Securities Agent State Law Examination
    2000-08-25
Other Names
  • Scott Darrin Hellman
  • Scott D Hellman

View on SEC IAPD

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