Aaron Christopher Fraser

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → 06/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chandler, AZ
• 11/2012 → 06/2018
  Bank Of America N.A.
  Chandler, AZ
• 06/2018 → Present
  Morgan Stanley
  Gilbert, AZ
• 01/2023 → Present
  E*Trade Securities Llc
  Gilbert, AZ

Previous Registrations

• 2012-11-27 → 2018-07-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chandler, AZ

Other Businesses

*694213- Red Rocks Group LLC; Investment related: Yes; Phoenix, Arizona; Retail/Online Stores; Partner (proprietor, partner, officer, director, employee, trustee, agent); 05/2026; During business hours: 0; After business hours: 4; Business Development/Growth

Exams

• S66 Uniform Combined State Law Examination
  2012-11-26