Eric Jason Zimmerman

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2006 → 10/2017
  National Planning Corporation
  Hamden, CT
• 10/2017 → 06/2024
  Securities America, Inc.
  Hamden, CT
• 11/2020 → 06/2024
  Securities America Advisors
  Hamden, CT
• 06/2024 → Present
  Osaic Wealth, Inc.
  Hamden, CT

Previous Registrations

• 2020-11-03 → 2024-06-14
  Securities America Advisors, Inc.
  Hamden, CT

Other Businesses

1) ASH BROKERAGE Position: Producer Nature: Offering term products through ASH BROKERAGE OF Indiana. We only use ASH BROKERAGE FOR LIFE INSURANCE TERM CASES. Investment Related: No Hours: 2 Securities Trading Hours: 2 Start Date: 01/01/2016 Address: 888 HARRISON STREET, FORT WAYNE IN 46802 2) Eli Whitney Tech Position: Ticket seller and time keeper Nature: Eli Whitney Tech High School clock operator for soccer and basketball. Also, sell tickets for their basketball games. Investment Related: No Hours: 10 Securities Trading Hours: 30 Start Date: 09/01/2015 Address: 55 Elm Street, Hartford CT 06106 3) Soccer Position: Ref and coach Nature: I ref soccer and coach soccer in CT. I coach High School girls in the spring and summer. I ref year around. Investment Related: No Hours: 15 Securities Trading Hours: 0 Start Date: 08/31/2006 Address: 22 Sheahan Drive, Hamden CT 06514 4) RetirementPlus Financial Solutions, LLC - DBA 5) STATE OF CT POSITION: ticket seller and time keeper NATURE: Eli Whitney Tech High School clock operator for soccer and basketball. Also, sell tickets for their basketball games. I have been asked to work @ Platt Tech High School for this winter for Basketball clock and score book INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 30 START DATE: 09/01/2015 ADDRESS: 55 Elm Street, Hartford CT 06106, United States DESCRIPTION: I sell tickets and keep the time for games.

Exams

• S66 Uniform Combined State Law Examination
  2020-10-29
• S63 Uniform Securities Agent State Law Examination
  2000-05-24