Best Investors
Account
Sign in
2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-10-09 |
Branch Locations
2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • UNITED STATES
2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States
6800 Austin Center Blvd., Austin, TX 78731 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sigma Financial Corporation | Ann Arbor | MI | 11/2014 | 10/2019 |
| Spc | Ann Arbor | MI | 02/2015 | 10/2019 |
| Calton & Associates, Inc | Tampa | FL | 10/2019 | Present |
1) 1)Network In Action of Central Texas, Is Not Investment Related, Business networking, Group Leader,2020-04-07,2 hours per month,0 hours per month during trading hours, Commission Compensation, Conduct networking meetings with business professionals. Eligible to earn nominal commission for each new member recruited. 2) 2)Current Investments Wealth Management, Is Investment Related, DBA Advisory Practice, Wealth Manager,2019-11-15,160 hours per month,16 hours per month during trading hours, Fee Based Compensation, "Primary office for my Calton-affiliated "Doing Business As" Wealth Management business. Will occupy leased commercial office space in a multi-tenant complex in North-Central Austin, Texas. Will have computer equipment, short-term, secure file storage, and use a place for client meetings, phone calls, and correspondence." 3) 3)Austin Founder Lions Club, Is Not Investment Related, "non-profit, charitable", Director, 2019-07-01,1 hour per month,0 hours per month during trading hours, No Compensation Voting member of local chapter of international non-profit organization. I abstain from all votes pertaining to receipt or distribution of chapter funds.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-05 |
Reach out to this advisor