Best Investors Account Sign in
Current Employers
Calton & Associates, Inc.

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-10-09
  • TX RA
    APPROVED
    Since 2019-10-09

Branch Locations

2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • UNITED STATES

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

6800 Austin Center Blvd., Austin, TX 78731 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigma Financial Corporation Ann Arbor MI 11/2014 10/2019
Spc Ann Arbor MI 02/2015 10/2019
Calton & Associates, Inc Tampa FL 10/2019 Present
  • 11/2014 → 10/2019
    Sigma Financial Corporation
    Ann Arbor, MI
  • 02/2015 → 10/2019
    Ann Arbor, MI
  • 10/2019 → Present
    Tampa, FL
Previous Registrations
  • 2015-02-25 → 2019-10-09
    Austin, TX
    Ann Arbor, MI
  • 2012-09-04 → 2014-11-07
    Austin, TX
    Austin, TX
    Austin, TX
    St Louis, MO
Other Businesses

1) 1)Network In Action of Central Texas, Is Not Investment Related, Business networking, Group Leader,2020-04-07,2 hours per month,0 hours per month during trading hours, Commission Compensation, Conduct networking meetings with business professionals. Eligible to earn nominal commission for each new member recruited. 2) 2)Current Investments Wealth Management, Is Investment Related, DBA Advisory Practice, Wealth Manager,2019-11-15,160 hours per month,16 hours per month during trading hours, Fee Based Compensation, "Primary office for my Calton-affiliated "Doing Business As" Wealth Management business. Will occupy leased commercial office space in a multi-tenant complex in North-Central Austin, Texas. Will have computer equipment, short-term, secure file storage, and use a place for client meetings, phone calls, and correspondence." 3) 3)Austin Founder Lions Club, Is Not Investment Related, "non-profit, charitable", Director, 2019-07-01,1 hour per month,0 hours per month during trading hours, No Compensation Voting member of local chapter of international non-profit organization. I abstain from all votes pertaining to receipt or distribution of chapter funds.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-05
  • S66 Uniform Combined State Law Examination
    2012-07-05
Other Names
  • Scott Hendrix

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Tampa, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor