Sarah Katelyn Smith

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → Present
  Morgan Stanley
  Decatur, AL
• 01/2015 → Present
  University Of Alabama In Huntsville
  Huntsville, AL
• 11/2016 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Other Businesses

*323575- United Way of Morgan County; Investment related-No; Decatur, Alabama; Civic/Community; Board Member, Audit Committee, Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 07/2017; During business hours: 0; After business hours: 1; Labor/Service, Administrative *509862- Burritt on the Mountain; Investment related -No; Huntsville, Alabama; Art/Culture, Environmental; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 10/2022; During business hours: 0; After business hours: 1; Administrative *676318- Cyber Brews Advisory Board; Investment related: No; Huntsville, Alabama; Education; Advisory Board (proprietor, partner, officer, director, employee, trustee, agent); 03-2026; During business hours: 0; After business hours: 1; Administrative

Exams

• S66 Uniform Combined State Law Examination
  2016-08-19