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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-03-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ryan Saunders | Charlotte | NC | 12/2015 | 10/2019 |
| Unemployed | Charlotte | NC | 10/2019 | 02/2020 |
| John Mclaughlin | Charlotte | NC | 01/2017 | 11/2017 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2016 | 10/2019 |
| Northwestern Mutual Investment Services Llc | Charlotte | NC | 12/2015 | 10/2019 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 02/2020 | Present |
| Northwestern Mutual Investment Services Llc | Charlotte | NC | 03/2020 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2020 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. CARNEGIE HOLDING COMPANY, LLC, 6235 CARNEGIE BLVD, CHARLOTTE, , NORTH CAROLINA, 28211, UNITED STATES OF AMERICA, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 11/11/2025, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 21-40, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 3. NEW IMAGE LEGACY, LLC, LEGAL ENTITY, START DATE: 11/11/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-13 |
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