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Alicia Danielle Kennedy

Neuberger Berman Bd LLC

New York, NY

New York, NY

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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-20
  • NY RA
    APPROVED
    Since 2021-07-20

Branch Locations

New York, NY • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Cary NC 11/2011 11/2017
Fidelity Brokerage Services Llc Atlanta GA 01/2019 07/2021
Self - Fidu Inc Charlottesville VA 11/2017 12/2018
Neuberger Berman New York NY 07/2021 Present
  • 11/2011 → 11/2017
    Fidelity Investments
    Cary, NC
  • 01/2019 → 07/2021
    Fidelity Brokerage Services Llc
    Atlanta, GA
  • 11/2017 → 12/2018
    Self - Fidu Inc
    Charlottesville, VA
  • 07/2021 → Present
    Neuberger Berman
    New York, NY
Previous Registrations
  • 2020-01-07 → 2021-07-14
    Fidelity Personal And Workplace Advisors
    Dunwoody, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-19
S63 Uniform Securities Agent State Law Examination 2012-07-17
  • S66 Uniform Combined State Law Examination
    2019-12-19
  • S63 Uniform Securities Agent State Law Examination
    2012-07-17
Other Names
  • Alicia Danielle Kennedy
  • Alicia Kennedy

View on SEC IAPD

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