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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-01-11
TX RA APPROVED 2017-11-22
  • MD RA
    APPROVED
    Since 2024-01-11
  • TX RA
    APPROVED
    Since 2017-11-22

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

11333 Mccormick Rd, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Owings Mills MD 04/2012 09/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hunt Valley MD 09/2017 Present
Gt Pizza Lutherville MD 01/2017 10/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-16
S63 Uniform Securities Agent State Law Examination 2013-10-02
  • S66 Uniform Combined State Law Examination
    2017-11-16
  • S63 Uniform Securities Agent State Law Examination
    2013-10-02
Other Names
  • Jeffrey S Brown

View on SEC IAPD

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