Katherine Dishman Brinkerhoff

Employer firm

Capita Financial Network, LLC CRD 290558

$2.32B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2016 → 04/2019
  Raymond James Financial Services, Inc.
  Provo, UT
• 07/2015 → 12/2016
  Church Of Jesus Christ Of Lds
  Perth
• 04/2019 → 02/2021
  Fidelity Brokerage Services, Llc
  American Fork, UT
• 03/2021 → Present
  Raymond James Financial Services, Inc.
  Sandy, UT
• 03/2021 → Present
  Utah Wealth Strategies
  Sandy, UT
• 05/2022 → Present
  Raymond James Financial Services Advisors, Inc.
  Sandy, UT

Previous Registrations

• 2022-05-13 → 2024-08-21
  Raymond James Financial Services Advisors, Inc
  Sandy, UT

Other Businesses

Utah Wealth Strategies Investment Related: No Address: Sandy, UT Nature: Support Company/DBA Start Date: 03/12/2021 Position/Title: Financial Professional Hours Per Month Devoted: 0 Hours Per Month Devoted During Securities Trading: 0 Duties: Administrative duties initially, helping advisor prepare for client meetings by doing research about the client investments.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-05-03
• S63 Uniform Securities Agent State Law Examination
  2019-06-06

Other Names

• Katie Dishman
• Katherine Dishman
• Katherine Dishman Brinkerhoff
• Katherine Brinkerhoff