Jordan Joseph Hopp

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2018-02-14

WI RA
APPROVED

Since 2018-02-14

Branch Locations

Waukesha, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sii Investments, Inc.	Appleton	WI	02/2013	02/2018
Lpl Financial Llc	Waukesha	WI	02/2018	Present

02/2013 → 02/2018

Sii Investments, Inc.

Appleton, WI
02/2018 → Present

Lpl Financial Llc

Waukesha, WI

Previous Registrations

2013-02-08 → 2018-02-14

Sii Investments, Inc.

Waukesha, WI
2012-08-31 → 2013-02-13

Ameriprise Financial Services, Llc

West Bend, WI

Other Businesses

1. 02/14/2018 - H&H Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 07/24/2019 - Hopp Tax Services - Investment related - At reported business location(s) - Tax Prep/Accounting/CPA - start date:01/01/2019 - 30 hrs/mo - 0 hrs during trading. 3. 10/27/2023 - Ironwood builders - Non Inv Related - Waukesha, WI - Outside/W-2 Employment - Carpenter - Start Date: 10/27/2023 - 80 Hrs/Mo; 6 Hrs During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-08-30

S66 Uniform Combined State Law Examination

2012-08-30

View on SEC IAPD