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Ramona Bernadette Dalton

Valic Financial Advisors, Inc.

Houston, TX

Bryan, TX

Austin, TX

CRD 6061826

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Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-07-21
MA RA APPROVED 2025-05-15
DC RA APPROVED 2024-05-22
MO RA APPROVED 2024-05-21
MI RA APPROVED 2024-04-26
AL RA APPROVED 2024-04-23
OR RA APPROVED 2024-03-19
HI RA APPROVED 2024-03-01
KY RA APPROVED 2024-02-27
WV RA APPROVED 2024-02-26
AK RA APPROVED 2024-02-09
AZ RA APPROVED 2024-02-07
MT RA APPROVED 2024-02-06
AR RA APPROVED 2024-02-02
DE RA APPROVED 2024-02-01
IL RA APPROVED 2024-02-01
NC RA APPROVED 2024-02-01
MS RA APPROVED 2024-01-30
SC RA APPROVED 2024-01-30
LA RA APPROVED 2024-01-29
ND RA APPROVED 2024-01-29
GA RA APPROVED 2024-01-26
MN RA APPROVED 2024-01-26
NV RA APPROVED 2024-01-26
UT RA APPROVED 2024-01-26
CO RA APPROVED 2024-01-25
CT RA APPROVED 2024-01-25
FL RA APPROVED 2024-01-25
ID RA APPROVED 2024-01-25
IN RA APPROVED 2024-01-25
KS RA APPROVED 2024-01-25
ME RA APPROVED 2024-01-25
MD RA APPROVED 2024-01-25
NJ RA APPROVED 2024-01-25
NM RA APPROVED 2024-01-25
OH RA APPROVED 2024-01-25
OK RA APPROVED 2024-01-25
PA RA APPROVED 2024-01-25
RI RA APPROVED 2024-01-25
SD RA APPROVED 2024-01-25
VT RA APPROVED 2024-01-25
VA RA APPROVED 2024-01-25
WI RA APPROVED 2024-01-25
CA RA APPROVED 2024-01-24
NE RA APPROVED 2024-01-24
NY RA APPROVED 2024-01-24
WA RA APPROVED 2024-01-24
TX RA APPROVED 2015-10-14
  • IA RA
    APPROVED
    Since 2025-07-21
  • MA RA
    APPROVED
    Since 2025-05-15
  • DC RA
    APPROVED
    Since 2024-05-22
  • MO RA
    APPROVED
    Since 2024-05-21
  • MI RA
    APPROVED
    Since 2024-04-26
  • AL RA
    APPROVED
    Since 2024-04-23
  • OR RA
    APPROVED
    Since 2024-03-19
  • HI RA
    APPROVED
    Since 2024-03-01
  • KY RA
    APPROVED
    Since 2024-02-27
  • WV RA
    APPROVED
    Since 2024-02-26
  • AK RA
    APPROVED
    Since 2024-02-09
  • AZ RA
    APPROVED
    Since 2024-02-07
  • MT RA
    APPROVED
    Since 2024-02-06
  • AR RA
    APPROVED
    Since 2024-02-02
  • DE RA
    APPROVED
    Since 2024-02-01
  • IL RA
    APPROVED
    Since 2024-02-01
  • NC RA
    APPROVED
    Since 2024-02-01
  • MS RA
    APPROVED
    Since 2024-01-30
  • SC RA
    APPROVED
    Since 2024-01-30
  • LA RA
    APPROVED
    Since 2024-01-29
  • ND RA
    APPROVED
    Since 2024-01-29
  • GA RA
    APPROVED
    Since 2024-01-26
  • MN RA
    APPROVED
    Since 2024-01-26
  • NV RA
    APPROVED
    Since 2024-01-26
  • UT RA
    APPROVED
    Since 2024-01-26
  • CO RA
    APPROVED
    Since 2024-01-25
  • CT RA
    APPROVED
    Since 2024-01-25
  • FL RA
    APPROVED
    Since 2024-01-25
  • ID RA
    APPROVED
    Since 2024-01-25
  • IN RA
    APPROVED
    Since 2024-01-25
  • KS RA
    APPROVED
    Since 2024-01-25
  • ME RA
    APPROVED
    Since 2024-01-25
  • MD RA
    APPROVED
    Since 2024-01-25
  • NJ RA
    APPROVED
    Since 2024-01-25
  • NM RA
    APPROVED
    Since 2024-01-25
  • OH RA
    APPROVED
    Since 2024-01-25
  • OK RA
    APPROVED
    Since 2024-01-25
  • PA RA
    APPROVED
    Since 2024-01-25
  • RI RA
    APPROVED
    Since 2024-01-25
  • SD RA
    APPROVED
    Since 2024-01-25
  • VT RA
    APPROVED
    Since 2024-01-25
  • VA RA
    APPROVED
    Since 2024-01-25
  • WI RA
    APPROVED
    Since 2024-01-25
  • CA RA
    APPROVED
    Since 2024-01-24
  • NE RA
    APPROVED
    Since 2024-01-24
  • NY RA
    APPROVED
    Since 2024-01-24
  • WA RA
    APPROVED
    Since 2024-01-24
  • TX RA
    APPROVED
    Since 2015-10-14

Branch Locations

2777 Allen Parkway Rp-01, Houston, TX 77019 • United States

3000 Briarcrest Drive Suite 210, Bryan, TX 77802 • United States

3737 Executive Center Drive Suite 111, Austin, TX 78731 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Houston TX 12/2014 Present
Agia Houston TX 12/2022 Present
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-10-02
S63 Uniform Securities Agent State Law Examination 2012-06-05
  • S65 Uniform Investment Adviser Law Examination
    2015-10-02
  • S63 Uniform Securities Agent State Law Examination
    2012-06-05
Other Names
  • Mona Dalton

View on SEC IAPD

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