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Kimberly June Fielman

Ubs Financial Services Inc.

Springboro, OH

Cincinnati, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2008-06-16
  • OH RA
    APPROVED
    Since 2008-06-16

Branch Locations

Springboro, OH • United States

312 Walnut Street Suite 3300, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Kenwood OH 04/2008 Present
  • 04/2008 → Present
    Ubs Financial Services
    Kenwood, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-17
  • S66 Uniform Combined State Law Examination
    2003-06-17
Other Names
  • Kimberly June Melton
  • Kimberly J Fielman
  • Kimberly Fielman

View on SEC IAPD

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