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Frederick Curtice Freihofer

Wells Fargo Clearing Services, LLC

Portage, MI

CRD 4190287

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-06-20
IN RA APPROVED 2008-01-01
  • MI RA
    APPROVED
    Since 2024-06-20
  • IN RA
    APPROVED
    Since 2008-01-01

Branch Locations

7900 Moorsbridge Rd, Portage, MI 49024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Mishawaka IN 05/2009 11/2016
Wells Fargo Clearing Services, Llc Mishawaka IN 11/2016 Present
Previous Registrations
  • 2001-04-05 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Chesterton, IN
    Chesterton, IN
    St. Louis, MO
    Mishawaka, IN
Other Businesses

POWER OF ATTORNEY FOR SPOUSE, INV RELATED, MISHAWAKA, IN, START: 5/6/2024, LESS THAN 1 HOUR A MONTH, LESS THAN 1 HOUR DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-17
  • S66 Uniform Combined State Law Examination
    2000-07-17

View on SEC IAPD

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