Nicholas Moragne

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 08/2019
  Cetera Investment Services Llc
  Sugar Land, TX
• 07/2014 → 08/2019
  Cetera Investment Advisers Llc
  Sugar Land, TX
• 07/2014 → 08/2019
  Regions Bank
  Sugar Land, TX
• 08/2019 → Present
  Jp Morgan Securities, Llc
  Houston, TX
• 08/2019 → Present
  Jp Morgan Chase Bank, N.A.
  Houston, TX

Previous Registrations

• 2014-07-28 → 2019-08-07
  Cetera Investment Advisers Llc
  Sugar Land, TX
• 2012-08-01 → 2014-07-08
  Hancock Whitney Investment Services Inc.
  Baton Rouge, LA
  New Orleans, LA
  Baton Rouge, LA

Exams

• S66 Uniform Combined State Law Examination
  2012-07-31

Designations

• Certified Financial Planner

Other Names

• Nick James Moragne
• Nicholas J Moragne
• Nicholas James Moragne