Kimberly Anne Butterfield

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2004 → 10/2016
  Investors Capital Corporarion
  Lynnfield, MA
• 02/2000 → Present
  J. Marshall Associates Inc.
  Fall River, MA
• 10/2016 → Present
  Cetera Advisors Llc
  Denver, CO
• 09/2002 → Present
  Faxon Animal Rescue League
  Fall River, MA
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2006-10-24 → 2016-10-03
  Investors Capital Corp.
  Lynnfield, MA
  Fall River, MA
  Fall River, MA
  Lynnfield, MA
  Lynnfield, MA
  Lynnfield, MA
  Lynnfield, MA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERD LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 8/2016, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: AGENT, BRIEF DESCRIPTION OF DUTIES: LIFE, HEALTH, DISABILITY, ANNUITIES & LONG TERM CARE; 2. NAME OF OTHER BUSINESS: J. MARSHALL ASSOCIATES & J. MARSHALL ASSOCIATES INSURANCE SERVICES INC, INVESTMENT RELATED: YES, ADDRESS: 982 EASTERN AVE FALL RIVER MA 02723, NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES, SECURITIES & INSURANCE, START DATE: 2/2000, APX NUMBER OF HOURS PER WEEK: 30, APX NUMBER OF TRADING HOURS PER WEEK: 30, POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR, BRIEF DESCRIPTION OF DUTIES: MEETS WITH NEW & EXISTING CLIENTS FOR INSURANCE, ANNUITY & SECURITIES 3. NAME OF OTHER BUSINESS: FAXON ANIMAL RESCUE LEAGUE, INVESTMENT RELATED: NO, ADDRESS: 474 DURFEE ST FALL RIVER MA 02720, NATURE OF BUSINESS: FUNDRAISING FOR ANIMAL SHELTER, START DATE: 9/2002, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF TRADING HOURS PER WEEK: 1, POSITION/TITLE/RELATIONSHIP: BOARD OF DIRECTORS, BRIEF DESCRIPTION OF DUTIES: ATTEND MEETING AND ORGANIZE FUNDRAISING ACTIVITIES; 4. NAME OF OTHER BUSINESS: ROTARY CLUB OF FALL RIVER; INVESTMENT RELATED: NO; ADDRESS: 66 STATE RD WESTPORT, MA 02790; NATURE OF BUSINESS: NON PROFIT; START DATE: 7/2022; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK:2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER;

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-10-11
• S63 Uniform Securities Agent State Law Examination
  2000-06-02

Designations

• Chartered Financial Consultant

Other Names

• Kimberly Anne Doyle
• Kim Anne Butterfield
• Butterfield Anne Doyle