Brian C Short

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-08-29
NJ	RA	APPROVED	2012-08-02

TX RA
APPROVED_RES

Since 2013-08-29
NJ RA
APPROVED

Since 2012-08-02

Branch Locations

1100-1800 American Blvd Ci Client Management, Pennington, NJ 08534 • United States

194 Wood Ave S Ci Business Controls, Iselin, NJ 08830 • United States

Plainsboro, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner And Smith Incorporated	Pennington	NJ	04/2012	Present
Bank Of America, N.A.	Pennington	NJ	10/2012	Present

04/2012 → Present

Merrill Lynch, Pierce, Fenner And Smith Incorporated

Pennington, NJ
10/2012 → Present

Bank Of America, N.A.

Pennington, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-07-31

S66 Uniform Combined State Law Examination

2012-07-31

Other Names

Brian Short