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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-02-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legend Equities Corporation | Palm Beach Gardens | FL | 04/2014 | 01/2017 |
| Legend Advisory Corporation | Palm Beach Gardens | FL | 04/2014 | 09/2019 |
| Lincoln Investment | Muskegon | MI | 01/2017 | 02/2024 |
| Cambridge Investment Research Inc. | Fairfield | IA | 02/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 02/2024 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 02/2024, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING 2) OHANA WEALTH ADVISORY, 318 HOUSTON AVE OFFICE 204 MUSKEGON MI, 02/2024, IAR, DBA, INV REL, 160 HR/MO 160 HR/MO TRADING 3) ASH BROKERAGE, Fort Wayne IN, 02/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 5 HR/MO - 0 Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-06 |
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