Fang-yu Lin

Current Employers

Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2022-06-29
DC	RA	APPROVED	2022-04-21
NV	RA	APPROVED	2022-03-21
SD	RA	APPROVED	2022-03-16
AZ	RA	APPROVED	2022-03-09
FL	RA	APPROVED	2022-03-07
HI	RA	APPROVED	2022-03-04
RI	RA	APPROVED	2022-03-04
WV	RA	APPROVED	2022-03-04
AR	RA	APPROVED	2022-03-02
MI	RA	APPROVED	2022-03-01
MS	RA	APPROVED	2022-03-01
NH	RA	APPROVED	2022-03-01
CO	RA	APPROVED	2022-02-28
CT	RA	APPROVED	2022-02-28
ID	RA	APPROVED	2022-02-28
IL	RA	APPROVED	2022-02-28
KY	RA	APPROVED	2022-02-28
MN	RA	APPROVED	2022-02-28
MO	RA	APPROVED	2022-02-28
MT	RA	APPROVED	2022-02-28
NE	RA	APPROVED	2022-02-28
NJ	RA	APPROVED	2022-02-28
NM	RA	APPROVED	2022-02-28
ND	RA	APPROVED	2022-02-28
OK	RA	APPROVED	2022-02-28
OR	RA	APPROVED	2022-02-28
PA	RA	APPROVED	2022-02-28
PR	RA	APPROVED	2022-02-28
SC	RA	APPROVED	2022-02-28
TX	RA	APPROVED_RES	2022-02-28
UT	RA	APPROVED	2022-02-28
VA	RA	APPROVED	2022-02-28
WI	RA	APPROVED	2022-02-28
IA	RA	APPROVED	2022-02-27
AL	RA	APPROVED	2022-02-25
AK	RA	APPROVED	2022-02-25
CA	RA	APPROVED	2022-02-25
DE	RA	APPROVED	2022-02-25
IN	RA	APPROVED	2022-02-25
KS	RA	APPROVED	2022-02-25
LA	RA	APPROVED	2022-02-25
ME	RA	APPROVED	2022-02-25
MD	RA	APPROVED	2022-02-25
NY	RA	APPROVED	2022-02-25
NC	RA	APPROVED	2022-02-25
OH	RA	APPROVED	2022-02-25
VT	RA	APPROVED	2022-02-25
WA	RA	APPROVED	2022-02-25

GA RA
APPROVED

Since 2022-06-29
DC RA
APPROVED

Since 2022-04-21
NV RA
APPROVED

Since 2022-03-21
SD RA
APPROVED

Since 2022-03-16
AZ RA
APPROVED

Since 2022-03-09
FL RA
APPROVED

Since 2022-03-07
HI RA
APPROVED

Since 2022-03-04
RI RA
APPROVED

Since 2022-03-04
WV RA
APPROVED

Since 2022-03-04
AR RA
APPROVED

Since 2022-03-02
MI RA
APPROVED

Since 2022-03-01
MS RA
APPROVED

Since 2022-03-01
NH RA
APPROVED

Since 2022-03-01
CO RA
APPROVED

Since 2022-02-28
CT RA
APPROVED

Since 2022-02-28
ID RA
APPROVED

Since 2022-02-28
IL RA
APPROVED

Since 2022-02-28
KY RA
APPROVED

Since 2022-02-28
MN RA
APPROVED

Since 2022-02-28
MO RA
APPROVED

Since 2022-02-28
MT RA
APPROVED

Since 2022-02-28
NE RA
APPROVED

Since 2022-02-28
NJ RA
APPROVED

Since 2022-02-28
NM RA
APPROVED

Since 2022-02-28
ND RA
APPROVED

Since 2022-02-28
OK RA
APPROVED

Since 2022-02-28
OR RA
APPROVED

Since 2022-02-28
PA RA
APPROVED

Since 2022-02-28
PR RA
APPROVED

Since 2022-02-28
SC RA
APPROVED

Since 2022-02-28
TX RA
APPROVED_RES

Since 2022-02-28
UT RA
APPROVED

Since 2022-02-28
VA RA
APPROVED

Since 2022-02-28
WI RA
APPROVED

Since 2022-02-28
IA RA
APPROVED

Since 2022-02-27
AL RA
APPROVED

Since 2022-02-25
AK RA
APPROVED

Since 2022-02-25
CA RA
APPROVED

Since 2022-02-25
DE RA
APPROVED

Since 2022-02-25
IN RA
APPROVED

Since 2022-02-25
KS RA
APPROVED

Since 2022-02-25
LA RA
APPROVED

Since 2022-02-25
ME RA
APPROVED

Since 2022-02-25
MD RA
APPROVED

Since 2022-02-25
NY RA
APPROVED

Since 2022-02-25
NC RA
APPROVED

Since 2022-02-25
OH RA
APPROVED

Since 2022-02-25
VT RA
APPROVED

Since 2022-02-25
WA RA
APPROVED

Since 2022-02-25

Branch Locations

136-17 39Th Avenue 1St Floor Ms: Ny304, Flushing, NY 11354 • United States

300 Barr Harbor Drive, Suite 450 Mailstop: Pabh10, Conshohocken, PA 19428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hsbc Securities (Usa) Inc	Queens	NY	02/2012	02/2022
Citizens Securities, Inc.	Flushing	NY	02/2022	Present

02/2012 → 02/2022

Hsbc Securities (Usa) Inc

Queens, NY
02/2022 → Present

Citizens Securities, Inc.

Flushing, NY

Previous Registrations

2013-06-11 → 2022-02-18

Hsbc Securities (Usa) Inc.

New York, NY

Forest Hills, NY

Glen Oaks, NY

Flushing, NY

Flushing, NY

Flushing, NY

Elmhurst, NY

Elmhurst, NY

Rego Park, NY

Jackson Heights, NY

Jackson Heights, NY

Bronx, NY

Bronx, NY

Flushing, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-06-10

S66 Uniform Combined State Law Examination

2013-06-10

Other Names

Annie Lin

View on SEC IAPD