Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2014-01-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Clarksville | TN | 01/2014 | Present |
1. 1/3/2014 - CATES FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 6/25/2020 - Penn Mutual Life Insurance Company - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 01/01/2018 - 10 Hours Per Month/0 Hours During Securities Trading. 3. 03/27/2024 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 03/15/2024 - 3 Hours per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-09-13 |
Reach out to this advisor