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Current Employers
B & B Financial Planning Co., Inc.

311 E. Elm, O'FAllon, MO 63366 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2019-04-23
  • MO RA
    APPROVED
    Since 2019-04-23

Branch Locations

311 E. Elm, O'FAllon, MO 63366 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 05/2012 07/2017
Unemployed Ballwin MO 07/2017 03/2019
B & B Financial Planning O'FAllon MO 03/2019 Present
Cutter & Company Brokerage Ballwin MO 03/2019 Present
Prospera Financial Services, Inc. O'FAllon MO 05/2025 Present
  • 05/2012 → 07/2017
    St Louis, MO
  • 07/2017 → 03/2019
    Unemployed
    Ballwin, MO
  • 03/2019 → Present
    B & B Financial Planning
    O'FAllon, MO
  • 03/2019 → Present
    Cutter & Company Brokerage
    Ballwin, MO
  • 05/2025 → Present
    Prospera Financial Services, Inc.
    O'FAllon, MO
Previous Registrations
  • 2019-03-06 → 2019-03-12
    Cutter & Company, Inc.
    O'FAllon, MO
    Ballwin, MO
  • 2012-07-12 → 2017-07-28
    St Louis, MO
    Maryland Heights, MO
    Maryland Heights, MO
    Ballwin, MO
    St Louis, MO
Other Businesses

1-B&B FINANCIAL PLANNING CO., INC.; YES INVESTMENT RELATED; 311 E ELM O'FALLON, MO 63366; RIA; INVESTMENT ADVISOR REPRESENTATIVE; 40 HR/WK ALL DURING TRADING HOURS; DUTIES INCLUDE CLIENT REVIEW, INVESTMENT MONITORING AND PLANNING. 2-B&B FINANCIAL SERVICES, LLC/ DBA 100% OF TIME / O'FALLON, MO

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-11
  • S66 Uniform Combined State Law Examination
    2012-07-11
Designations

View on SEC IAPD

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