Scott Daniel Constable

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 11/2016
  Wells Fargo Advisors, Llc
  Portland, OR
• 11/2016 → 01/2017
  Wells Fargo Clearing Services, Llc
  Portland, OR
• 01/2017 → 01/2018
  D.A. Davidson & Co.
  Bend, OR
• 01/2018 → Present
  Lpl Financial
  Bend, OR

Previous Registrations

• 2017-01-31 → 2018-01-09
  D.A. Davidson & Co.
  Bend, OR
  Seattle, WA
• 2013-05-13 → 2017-02-01
  Wells Fargo Clearing Services, Llc
  Portland, OR
  Bend, OR
  Portland, OR
  Vancouver, WA
  Vancouver, WA
• 2007-10-05 → 2013-05-13
  M Holdings Securities, Inc.
  Louisville, KY
  New York, NY
  Woodbury, NY
  Perrysburg, OH
  Needham, MA
  New York, NY
  New York, NY
  Wickliffe, OH
  Norwell, MA
  Rutland, VT
  Stamford, CT
  Indianapolis, IN
  Poughkeepsie, NY
  Portland, OR
• 2005-11-18 → 2007-08-23
  Fifth Third Securities, Inc.
  Cincinnati, OH
  Cincinnati, OH

Exams

• S66 Uniform Combined State Law Examination
  2000-09-19