Daniel Asorey

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 11/2023
  J.P. Morgan Securities Llc
  Miami, FL
• 04/2015 → 11/2023
  Jpmorgan Chase Bank Na
  Miami, FL
• 11/2023 → 04/2024
  Morgan Stanley
  Miami, FL
• 04/2024 → Present
  Ubs Financial Services
  Miami, FL

Previous Registrations

• 2024-03-15 → 2024-04-16
  Morgan Stanley
  Miami, FL
• 2014-01-17 → 2018-09-10
  J.P. Morgan Securities Llc
  Miami, FL
  Miami, FL
  Miami, FL
  Miami, FL
• 2013-10-28 → 2013-12-06
  Equitable Advisors, Llc
  Miami, FL

Other Businesses

1. DAAS GROUP LLC, The entity is a Limited Liability company formed in the state of Florida with the purpose of investing in a food franchise in Miami Dade County, Proprietor / owner, I will not have any duties in the day to day operations of the business. I will be a silent partner and from time to time I will advise my wife in terms of employee payroll, inventory Management, company website and accounting and book keeping, start date-3/10/2025, Cutler BayFlorida United States33157.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-03-15
• S63 Uniform Securities Agent State Law Examination
  2013-01-11