Eric Nolan Tharp

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 08/2018
  Santander Bank, Na
  Boston, MA
• 01/2015 → 05/2017
  Santander Securities, Llc
  Dorchester, MA
• 05/2017 → 08/2018
  Santander Securities, Llc
  Dorchester, MA
• 08/2017 → Present
  Tiaa-Cref Individual & Institutional Services, Llc
  State College, PA
• 08/2018 → Present
  Tiaa
  State College, PA

Previous Registrations

• 2017-07-21 → 2018-08-03
  Santander Securities Llc
  Camp Hill, PA
  Harrisburg, PA
  Harrisburg, PA
  Bethlehem, PA
  Hershey, PA
  Harrisburg, PA
  Harrisburg, PA
  Harrisburg, PA
  Camp Hill, PA
  New Cumberland, PA
  Harrisburg, PA
  Mechanicsburg, PA
  Camp Hill, PA

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-07-20
• S63 Uniform Securities Agent State Law Examination
  2013-02-22