Tracy Lynn Bevel

Current Employers

Employment History

• 06/2015 → 06/2018
  Metlife Securities Inc.
  Springfield, MO
• 06/2018 → 02/2022
  Stifel Nicolaus & Co Inc
  Springfield, MO
• 02/2022 → 08/2023
  Securities America, Inc.
  Springfield, MO
• 05/2022 → 08/2023
  Securities America Advisors
  Springfield, MO
• 08/2023 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2022 → Present
  Sanford & Associates
  Springfield, MO

Previous Registrations

• 2022-06-02 → 2023-08-09
  Securities America Advisors, Inc.
  Springfield, MO
  Springfield, MO
• 2007-08-14 → 2015-05-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Springfield, MO

Other Businesses

1) 3 HOUNDS LIMITED, LLC, INVESTMENT RELATED, SPRINGFIELD, MO, MEMBER/PART OWNER OF LLC, CREATED FOR PURCHASE OF COMMERCIAL REAL ESTATE, 0H/WEEK, SINCE 09/2011 2) CLANCY'S ADVENTURE, LLC, INVESTMENT RELATED, SPRINGFIELD, MO, PART OWNER, MEMBER, NOT INVOLVED IN DAY-TO-DAY OPERATIONS, LLC CREATED TO OPEN RESTAURANT, PITCH PIZZA & PUB, 1H/WEEK, SINCE 12/2016 3) NOTARY PUBLIC, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, NOTARY PUBLIC IN MISSOURI, 0H/WEEK, SINCE 11/2021 4) SANFORD & ASSOCIATES, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, EMPLOYEE, REGISTERED SALES ASSISTANT, ADMINISTRATIVE DUTIES, TRANSFER REQUESTS, PLACING TRADES, RUNNING PERFORMANCE REPORTS, CREATE ADVISORY PROPOSALS, 45H/WEEK, 32.5 H/WEEK DURING TRADING HOURS, SINCE 01/2022.

Exams

• S66 Uniform Combined State Law Examination
  2007-08-13

Other Names

• Tracy Lynn Adler