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Capital Client Group, Inc. CRD 6247
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-07-19 |
Branch Locations
333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimerfunds Distributors, Inc. | New York | NY | 04/2015 | 05/2017 |
| Wisdomtree Investments / Wisdomtree Asset Mgmnt, Inc. / Foreside | New York | NY | 12/2017 | 03/2018 |
| Cion Investments / Cion Securities, Llc | New York | NY | 09/2018 | 03/2019 |
| Unemployed | New York | NY | 03/2018 | 09/2018 |
| Unemployed | New York | NY | 05/2017 | 12/2017 |
| John Hancock / John Hancock Distributors, Llc | Boston | MA | 02/2020 | 04/2024 |
| Unemployed | New York | NY | 03/2019 | 02/2020 |
| Capital Group / American Funds Distributors, Inc. | Los Angeles | CA | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-01 |
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