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Christopher Fetchet

Capital Client Group, Inc.

Fairfield, CT

Los Angeles, CA

CRD 6059231

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Employer firm

Capital Client Group, Inc. CRD 6247

Reported services (Item 5G)

  • RECOMMENDING AFFILIATE AS INVESTMENT ADVISER OF SMA ASSETS

From the firm’s Form ADV. Read the guides:

Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-19
  • CA RA
    APPROVED
    Since 2024-07-19

Branch Locations

Fairfield, CT • United States

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimerfunds Distributors, Inc. New York NY 04/2015 05/2017
Wisdomtree Investments / Wisdomtree Asset Mgmnt, Inc. / Foreside New York NY 12/2017 03/2018
Cion Investments / Cion Securities, Llc New York NY 09/2018 03/2019
Unemployed New York NY 03/2018 09/2018
Unemployed New York NY 05/2017 12/2017
John Hancock / John Hancock Distributors, Llc Boston MA 02/2020 04/2024
Unemployed New York NY 03/2019 02/2020
Capital Group / American Funds Distributors, Inc. Los Angeles CA 05/2024 Present
  • 04/2015 → 05/2017
    Oppenheimerfunds Distributors, Inc.
    New York, NY
  • 12/2017 → 03/2018
    Wisdomtree Investments / Wisdomtree Asset Mgmnt, Inc. / Foreside
    New York, NY
  • 09/2018 → 03/2019
    Cion Investments / Cion Securities, Llc
    New York, NY
  • 03/2018 → 09/2018
    Unemployed
    New York, NY
  • 05/2017 → 12/2017
    Unemployed
    New York, NY
  • 02/2020 → 04/2024
    John Hancock / John Hancock Distributors, Llc
    Boston, MA
  • 03/2019 → 02/2020
    Unemployed
    New York, NY
  • 05/2024 → Present
    Capital Group / American Funds Distributors, Inc.
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-19
S63 Uniform Securities Agent State Law Examination 2013-10-01
  • S66 Uniform Combined State Law Examination
    2024-07-19
  • S63 Uniform Securities Agent State Law Examination
    2013-10-01
Other Names
  • Chris Regan Fetchet
  • Chris Fetchet
  • Christopher Regan Fetchet

View on SEC IAPD

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