Thomas Joseph Healey

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → 09/2021
  Vasso & Assoc. A Branch Of Ameriprise Financial Services, Inc.
  Tyler, TX
• 09/2021 → 12/2021
  Ae Wealth Management, Llc
  Topeka, KS
• 09/2021 → 12/2021
  Texas Financial And Retirement, Llc
  Tyler, TX
• 02/2022 → 06/2024
  Td Ameritrade, Inc
  Van, TX
• 12/2021 → 02/2022
  Unemployed
  Van, TX
• 09/2022 → Present
  Charles Schwab & Co., Inc.
  Van, TX

Previous Registrations

• 2022-04-25 → 2022-10-14
  Td Ameritrade, Inc.
  Westlake, TX
  Westlake, TX
  Van, TX
• 2021-09-23 → 2021-12-06
  Ae Wealth Management, Llc
  Tyler, TX
• 2009-04-20 → 2021-09-13
  Ameriprise Financial Services, Llc
  Tyler, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-04-16
• S63 Uniform Securities Agent State Law Examination
  2000-08-30