Sebastian Raul Ruelas

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 05/2018
  Trilogy Financial Services
  Corona, CA
• 05/2016 → 11/2017
  National Planning Corporation
  Corona, CA
• 08/2016 → 05/2019
  Trilogy Capital, Inc.
  Corona, CA
• 05/2019 → 08/2022
  Brookstone Capital Management
  Riverside, CA
• 04/2020 → 10/2021
  Sebastian Ruelas
  Chino Hills, CA
• 10/2020 → 08/2022
  Golden Rule Financial Planning
  San Diego, CA
• 09/2022 → Present
  Lpl Financial Llc
  San Diego, CA
• 02/2016 → 03/2018
  Lpl Financial Llc
  San Diego, CA

Previous Registrations

• 2019-05-17 → 2022-09-01
  Brookstone Wealth Advisors, Llc
  Riverside, CA
  San Diego, CA
• 2016-08-08 → 2019-05-13
  Trilogy Capital, Inc.
  Corona, CA
  Irvine, CA
• 2017-11-29 → 2018-03-21
  Lpl Financial Llc
  Corona, CA
• 2016-06-10 → 2017-11-29
  National Planning Corporation
  Corona, CA

Other Businesses

1-3/2/2023 - No Business Name - Investment Related - 3111 Meade Ave, #1 San Diego. CA 92116 - Tax Prep/Accounting/CPA - Tax Preparer - Sole Proprietor - Start Date - 03/01/2023 - 40 Hours Per Month/10 Hours During Securities Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2026-02-17
• S65 Uniform Investment Adviser Law Examination
  2016-05-24