Lyndon Nicholas Crawford

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 01/2022
  Principal Life Insurance Co
  Des Moines, IA
• 08/2018 → 01/2022
  Principal Securities Inc
  Des Moines, IA
• 01/2022 → Present
  Cambridge Investment Research Inc.
  Fairfield, IA
• 01/2022 → Present
  Cambridge Investment Research Inc.
  Fairfield, IA
• 01/2022 → Present
  Cambridge Investment Research Advisors Inc.
  Fairfield, IA

Previous Registrations

• 2018-08-07 → 2022-01-18
  Principal Securities, Inc.
  Des Moines, IA
• 2015-07-01 → 2016-08-25
  Principal Securities, Inc.
  Des Moines, IA
• 2014-02-06 → 2015-06-04
  Cetera Advisors Llc
  Greenwood Village, CO
  West Des Moines, IA
• 2014-01-29 → 2015-06-04
  Cetera Wealth Services, Llc
  West Des Moines, IA
• 2012-07-24 → 2012-10-16
  Waddell & Reed
  Norwalk, IA

Other Businesses

LINCOLN HIGH SCHOOL, Des Moines IA 50315, 08/2023, COACH, NIR, 15 HR/MO - 0 HR TRADING

Exams

• S66 Uniform Combined State Law Examination
  2012-07-23