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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-08-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Bank | Birmingham | AL | 03/2012 | 05/2017 |
| Iberiabank | Birmingham | AL | 05/2017 | 01/2021 |
| Infinex Investments Inc. | Birmingham | AL | 07/2019 | 01/2021 |
| First Horizon Bank | Birmingham | AL | 02/2021 | Present |
| Lpl Financial Llc | Birmingham | AL | 08/2025 | Present |
1. 08/21/2025- Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors- Inv Rel- At Reported Business Location (s)- 160 Hrs Per Mnth/Trading- Start Date 07/28/2025 2. 08/21/2025-Estate Planning Council of Birmingham- Non-Profit Board Member- Not INV Related- At Birmingham, AL- Start Date 01/01/2022- 5 Hours Per Month- 5 Hours During Trading 3. 08/21/2025- First Horizon Bank-Financial Institution Duty- INV Related- At Reported Business Location(s)- Start date 05/01/2017- 40 Hours Per Month- 40 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-01-10 |
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