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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2016-10-27
TX RA APPROVED 2013-09-10
NJ RA APPROVED 2013-08-23
  • MD RA
    APPROVED
    Since 2016-10-27
  • TX RA
    APPROVED
    Since 2013-09-10
  • NJ RA
    APPROVED
    Since 2013-08-23

Branch Locations

9000 Southside Blvd Ci Client Services, Jacksonville, FL 32256 • United States

11333 Mccormick Rd Ci Client Services, Hunt Valley, MD 21031 • United States

Sparks, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 04/2012 Present
Other Businesses

I*850250 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Avalon, New Jersey, 08202 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 5/31/2022 Number of hours devoted: 50 hour(s) Yearly Number of hours devoted during trading hours: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-21
  • S66 Uniform Combined State Law Examination
    2013-08-21
Other Names
  • Stephen Solecki

View on SEC IAPD

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