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Peter S Walsh

Charles Schwab & Co., Inc.

Chicago, IL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-02-07
  • IL RA
    APPROVED
    Since 2019-02-07

Branch Locations

150 S. Wacker Drive, Chicago, IL 60606-4111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Chicago IL 08/2016 Present
Lyft Denver CO 08/2015 12/2016
Uber Highlands Ranch CO 02/2016 12/2016
  • 08/2016 → Present
    Charles Schwab & Co., Inc.
    Chicago, IL
  • 08/2015 → 12/2016
    Lyft
    Denver, CO
  • 02/2016 → 12/2016
    Uber
    Highlands Ranch, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-12
S63 Uniform Securities Agent State Law Examination 2016-09-13
  • S66 Uniform Combined State Law Examination
    2018-04-12
  • S63 Uniform Securities Agent State Law Examination
    2016-09-13
Other Names
  • Peter Walsh

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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