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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2017-07-19 |
Branch Locations
One Hamden Center 2319 Whitney Avenue, Suite 6A, Hamden, CT 06518 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | New York | NY | 01/2007 | 06/2017 |
| Wells Fargo Clearing Services, Llc | New York | NY | 04/2012 | 06/2017 |
| Tiaa-Cref Individual & Institutional Services, Llc | Hamden | CT | 06/2017 | Present |
| Tiaa | Hamden | CT | 06/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 2012-06-13 |
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