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555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-11-25 |
| NV | RA | APPROVED | 2024-08-09 |
| CA | RA | APPROVED | 2019-05-22 |
Branch Locations
350 South Grand Avenue 9Th Floor, Los Angeles, CA 90071 • United States
89 South Lake Avenue , Pasadena, CA 91101 • United States
525 South Flower Street , Los Angeles, CA 90071 • United States
550 North Brand Blvd. 1St Floor, Glendale, CA 91203 • United States
3424 Carson Street 1St Floor, Torrance, CA 90503 • United States
5601 E Slauson Avenue Suite 100, Commerce, CA 90040 • United States
555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
400 N. Roxbury Dr. 2Nd Floor, Beverly Hills, CA 90210 • United States
Los Angeles, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Redlands | CA | 06/2010 | 02/2017 |
| Wells Fargo Advisors, Llc | Redlands | CA | 04/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Redlands | CA | 11/2016 | 02/2017 |
| City National Securities, Inc. | Beverly Hills | CA | 02/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-06-21 |
| S66 | Uniform Combined State Law Examination | 2012-06-28 |
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