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Eagle Strategies LLC CRD 110826
$32.0B regulatory AUM 6,662 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-06-26 |
| IN | RA | APPROVED | 2020-06-26 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Deerfield | IL | 01/2013 | Present |
| New York Life Insurance Company | Deerfield | IL | 07/2012 | Present |
| Eagle Strategies Llc | Munster | IN | 06/2020 | Present |
[Insurance brokering; Appointed with outside carriers for the purpose of brokering non-registered products and through Simplicity Life and Rafferty and Associates, Inc; 1309 Cedar Crest Drive, Munster, IN, 46321; Start Date 02/2021; Role/Title: Insurance Broker; Investment Related; 40 hours per month; 40 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-02 |
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