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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2024-11-14 |
| KS | RA | APPROVED | 2024-11-14 |
| MO | RA | APPROVED | 2024-11-14 |
| OK | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
12312 Olive Boulevard Suite 300, St Louis, MO 63141-6474 • United States
201 Village Center St Ste E Suite E, Nixa, MO 65714 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Springfield | MO | 05/2012 | 05/2019 |
| Thrivent Financial For Lutherans | Appleton | WI | 10/2012 | 05/2019 |
| Prudential Insurance Company Of America | Nixa, | MO | 05/2019 | Present |
| Pruco Securities, Llc. | Nixa, | MO | 05/2019 | 11/2024 |
| Lpl Enterprise, Llc | Nixa | MO | 11/2024 | Present |
1) 12/19/2024- Roman Alexander Manasseri- Act in a Fiduciary Capacity- not inv. related- at Nixa, MO- start date 12/15/2024- 0hrs/mnth-0hrs during trading 2) 12/19/2024- Brock Anthony Manasseri - Act in a Fiduciary Capacity- not inv. related- at Nixa, MO- start date 03/02/2021- 0hrs/mnth-0hrs during trading 3)03/19/2025- Nixa Financial Services- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s)- start date 03/03/2025- 160hrs/mnth-160hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-20 |
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