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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2017-10-20 |
| TX | RA | APPROVED | 2017-10-13 |
Branch Locations
325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Copeland Capital Management, Llc | Conshohocken | PA | 10/2015 | 10/2017 |
| Northern Lights Distributors, Llc | Omaha | NE | 11/2015 | 10/2017 |
| Ubs Financial Services Inc. | Birmingham | MI | 10/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-13 |
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