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Emily Park

J.P. Morgan Securities LLC

Houston, TX

CRD 6057459

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-31
  • TX RA
    APPROVED
    Since 2023-05-31

Branch Locations

600 Travis St Floors 61St & 62Nd, Houston, TX 77002-3009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Houston TX 06/2014 Present
Jpmorgan Chase Bank Na Houston TX 04/2014 Present
Royal Park Place, Llc Pearland TX 12/2015 Present
  • 06/2014 → Present
    Jpmorgan Securities Llc
    Houston, TX
  • 04/2014 → Present
    Jpmorgan Chase Bank Na
    Houston, TX
  • 12/2015 → Present
    Royal Park Place, Llc
    Pearland, TX
Previous Registrations
Other Businesses

Entity Name: Royal Park Place, LLC Investment related: Yes Address: Pearland TX Nature of the other business: Leasing investment properties Position/Title/Relationship: Partial Owner Start Date: 01-Dec-2015 Approximate # of hours a month: 0 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: none

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-08-13
S63 Uniform Securities Agent State Law Examination 2012-06-18
  • S65 Uniform Investment Adviser Law Examination
    2012-08-13
  • S63 Uniform Securities Agent State Law Examination
    2012-06-18
Other Names
  • Emily Yuan
  • Emily Claudia Park

View on SEC IAPD

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